EPSTEIN
page 3 / 311 . OCR, unverified
LLC (ID: 29250R-10-6)
2,000.000
30.00
(60,000.00) •
6/26
7/5
Purchase
HOMEAWAY INC @ 27.00 J.P. MORGAN SECURITIES LLC
(ID: 437390-10-0)
750.000
27.00
(20,250.00) *
7/1
7/7
Purchase
FIRST REPUBLIC BANK SAN FRAN @ 31.75 J.P.
MORGAN SECURITIES LLC (ID: 33616C-10-0)
2,250.000
31.75
(71,437.50)
7/5
7/8
Pinchers,
WACHOVIA CAPITAL TRUST III VAR RATE DEC 31 2049
DM 2/1/2008 0 93.50 JP MORGAN SECURITIES LLC
(BIDL) (ID: 92978A-AA-0)
2,000,000.000
93.50
(1,870030 00)
7/6
7/11
Purchase
SIGNATURE BANK
56.25 J.P. MORGAN SECURITIES
LLC (ID: 826696.10.4)
500.000
56.25
(28,125.00)
7/13
7/18
Purchase
UDR INC @ 25.00 J.P. MORGAN SECURITIES LLC
(ID: 902653-10-4)
5,500.000
25.00
(137,500.00)
7/14
7/19
Purchase
CAPITAL ONE FINANCIAL CORP @ 50.00 J.P. MORGAN
SECURITIES LLC (ID: 14040H-10-5)
11,250.000
50.00
(562,500.00)
7/14
7/19
Purchase
OILTANKING PARTNERS LP @ 21.50 J.P. MORGAN
SECURITIES LLC (ID: 678049-10-7)
2,000.000
21.50
(43,000.00)
7/15
7/20
Purchase
TWO HBRS INVT CORP COM fg 10.15 J.P. MORGAN
SECURITIES LLC (ID: 90187B-10-1)
11,250.000
10.15
(114,187.50)
7/15
7/20
Purchase
DB CONT BUFF EO MS 06/07/12 25% CONTIN BARRIER-
13%CPN 30% CAP INITIAL LEVEL-07/15/11 MS:21.09
100.00 JP MORGAN SECURITIES LLC (BIDL)
(ID: 2515A1-A7-6)
1,000,000.000
100.00
(1,000,000.00)
7/19
7/26
Purchase
PUBLIC STORAGE 6.35% PFD @ 25.00 J.P. MORGAN
SECURITIES LLC (ID: 74480D-12-5)
16,000.000
25.00
(400,000.00)
7/21
7/27
Purchase
APOLLO RESIDENTIAL MORTGAGE @ 20.00 J.P. MORGAN
SECURITIES MC (ID: 03763V-10-2)
3,150.000
20.00
(63,000.00)
J.P.Morgan
Account
Page 20 of 22
Page 23 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00014965
SDNY_GM_00284163
EFTA01492293
--- SOURCE: IMAGES__0104__EFTA01492294.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492294.pdf
----------------------------------------
J.P. Morgan Securities LLC
FINANCIAL TRUST COMPANY INC
ACCT.
383 Madison Avenue, New York, NY 10179
For the Period 7/1/11 to 7/31/11
Margin Account
J.P. Morgan Team
Table of Contents
Page
Paul Morris
Banker
Account Summary
Paul Barrett
Investment Specialist
Portfolio Activity
Janet Young
Client Service Team
Gina Swetra
Client Service Team
Online access
www.MorganOnline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. - Three Chase Metrotech Center. Brooklyn, NY 11245-0001.
(347) 643-2578
For important information regarding your accounts refer to the rear of your statement
JP Morgan
Account
Page 1 cf 6
Page 26 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 14968
SDNY_GM_00284166
EFTA01492294
--- SOURCE: IMAGES__0104__EFTA01492295.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492295.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC
ACCT.
For the Period 7/I/II to 7/3I/I I
Account Summary
CONTINUED
Current
Tax Summary
Period Value
Year-to-Date
Value
ST Realized Gan Loss
675.000 00
Realized GainfLoss
$675.000.00
Investment Object N Cti
Speculation Permitted
Yes
Yes
Capital Appreciation
JP Morgan
Account
Page 3 of 6
Page 28 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-000 14970
SDNY_GM_00284168
EFTA01492295
--- SOURCE: IMAGES__0104__EFTA01492296.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492296.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC
ACCT.
For the Period 7/I/II to 7/3I/I I
Note
P indicates position adjusted for Pending Trade Activity.
Equity Detail
Quantity
Adjusted Tax Cost
Unrealized
Est. Annual Inc.
Pnce
Account
Value
Original Cost
Gain/Loss
Accrued Div.
Yield
US Large Cap Equity
P DUNKIN BRANDS GROUP INC
265504-10-0 DNKN
Cash & Fixed Income Detail
39
Cash
000
Price
Quantity
Adjusted Tax Cost
Unrealized
Est. Annual Income
Account
Value
Original Cost
Gain/Loss
Accrued Interest
Yield
Cash
PROCEEDS FROM PENDING SHORT SALES
1.00
COST OF PENDING SHORT SALE BUYBACKS
1.00
935 88
57,935.88
57,935.88
Cash
(57,935 88)
(57935.88)
(57,935.88)
Cash
Total Cash
$0.00
$0.00
$0.00
0.00%
JP Morgan
Account
Page 4 of 6
Page 29 of 35
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00014971
SDNY_GM_00284169
EFTA01492296
--- SOURCE: IMAGES__0104__EFTA01492297.txt ---
METADATA_SOURCE: IMAGES0104
METADATA_FILENAME: EFTA01492297.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC
ACCT.
For the Period 7/1/11 to 7/31/11
Portfolio Activity Summary
Transactions
Current
Period Value
Year-To-Date
Value'
Beginning Cash Balance
OUTFLOWS —
Withdrawals
0.00
(5.705 573 03)
Total Outflows
TRADE ACTIVITY
50.00
($5,705,573.03)
Settled Sales/Maturities/Redemptions
5,675,000.00
Total Trade Activity
$0.00
$5,876,000.00
Ending Cash Balance
$0.00
• Year to date information is calculated on a calendar year basis